DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Kocen Financial Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michelle Mh Hams | LPL Financial LLC BD affiliated | The Kocen Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2021 | Oct 26, 2021 |
| Jordan Lamarr Gibbs | First Financial Advisors, LLC other | The Kocen Financial Group, Inc. other | Other | Jan 24, 2012 | Dec 7, 2010 |
| Bret Hedley Charles Butcher | Edward Jones national BD | The Kocen Financial Group, Inc. other | Other | Feb 14, 2008 | Jan 19, 2010 (705 d) |
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3 moves match.