DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at The Capital Management Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph Thomas AntonelliMML Investors Services, LLC otherThe Capital Management Corporation otherOtherSep 30, 2011Sep 20, 2011
Thomas Aldom ScottSaunders Retirement Planning, Inc. unclassifiedThe Capital Management Corporation otherOtherAug 25, 2003Aug 29, 2003
Timothy Colin CallBrockenbrough otherThe Capital Management Corporation otherOtherDec 11, 2002Feb 22, 2006 (1169 d)
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3 moves match.