DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Century Management Financial Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jarrod Winkcompleck | Usaa Financial Planning Services no RAUM | Century Management Financial Advisors other | Other | Mar 3, 2008 | Apr 1, 2008 |
| Mark Sadamu Okamoto | Charles Schwab & Co., Inc. national BD | Century Management Financial Advisors other | Other | May 8, 2006 | Jun 13, 2006 (36 d) |
| Daniel William Carroll | Ofi Global Institutional, Inc. other | Century Management Financial Advisors other | Other | Dec 20, 2005 | Oct 18, 2013 (2859 d) |
| Richard Michael Judd | Charles Schwab & Co., Inc. national BD | Century Management Financial Advisors other | Other | Sep 2, 2005 | Oct 10, 2005 (38 d) |
| David B Lloyd | Charles Schwab & Co., Inc. national BD | Century Management Financial Advisors other | Other | Jun 23, 2004 | Sep 15, 2004 (84 d) |
| John Wayne Purvis | Charles Schwab & Co., Inc. national BD | Century Management Financial Advisors other | Other | Sep 25, 2003 | Oct 8, 2003 |
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6 moves match.