DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Falco Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Conway Frye | New England Securities Corporation other | Falco Financial Services, Inc. other | Other | May 28, 2004 | Jun 28, 2004 (31 d) |
| Lawrence Richard Buchholz | New England Securities Corporation other | Falco Financial Services, Inc. other | Other | May 24, 2004 | Jun 28, 2004 (35 d) |
| Edward Thomas Moore | New England Securities Corporation other | Falco Financial Services, Inc. other | Other | May 20, 2004 | Jun 28, 2004 (39 d) |
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3 moves match.