DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Partnersinwealth, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nathan Luke | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Partnersinwealth, Inc independent RIA | Wirehouse to independent RIA | Jun 4, 2019 | Apr 30, 2020 (331 d) |
| Aurora Margarita Barcenas | Morgan Stanley wirehouse | Partnersinwealth, Inc independent RIA | Wirehouse to independent RIA | Jan 25, 2019 | Feb 1, 2019 |
| Jeffrey Earl Riley | Pruco Securities, LLC other | Partnersinwealth, Inc other | Other | Jul 21, 2015 | Aug 26, 2015 (36 d) |
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3 moves match.