DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Advisors Management Group Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas John Letter | Equitable Advisors, LLC national BD | Advisors Management Group Inc other | Other | Jan 22, 2013 | Mar 4, 2013 (41 d) |
| Rebecca Lyn Agamaite | Msi Financial Services, Inc. other | Advisors Management Group Inc other | Other | Mar 7, 2011 | Mar 9, 2011 |
| Jon-David Bowe | M&I Investment Management Corp. other | Advisors Management Group Inc other | Other | Jun 21, 2010 | Nov 22, 2010 (154 d) |
| Jon-David Bowe | RBC Capital Markets, LLC national BD | Advisors Management Group Inc other | Other | Oct 6, 2005 | Jan 31, 2006 (117 d) |
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4 moves match.