DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Third Street Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin John Snow | Sagepoint Financial, Inc. BD affiliated | Third Street Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2023 | Jul 22, 2022 |
| Jason Chris Hohenstein | Sagepoint Financial, Inc. BD affiliated | Third Street Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2023 | Jul 26, 2022 |
| Nicholas Paul Snow | Sagepoint Financial, Inc. BD affiliated | Third Street Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2023 | Jul 22, 2022 |
| Matthew John Alexander | Sagepoint Financial, Inc. BD affiliated | Third Street Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2023 | Jul 22, 2022 |
| Sheila Marie Baker | Neaco Advisory, Inc. unclassified | Third Street Advisors, LLC other | Other | Dec 31, 2021 | Mar 18, 2010 |
| Constance Michelle Walsh | Neaco Advisory, Inc. unclassified | Third Street Advisors, LLC other | Other | Nov 17, 2016 | Jun 6, 2000 |
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6 moves match.