DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Financial Strategies Investment Advisor Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kimberly A Giannone | Prime Capital Financial mixed wealth | Financial Strategies Investment Advisor Services, Inc. independent RIA | RIA to RIA | Sep 21, 2023 | Oct 30, 2023 (39 d) |
| Carol A Truluck | Osaic Wealth, Inc. BD affiliated | Financial Strategies Investment Advisor Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2023 | Apr 19, 2023 |
| Edward Andrew Tomasko | Mutual Service Corporation unclassified | Financial Strategies Investment Advisor Services, Inc. independent RIA | Other | Jul 28, 2009 | Feb 5, 2002 |
| Carol A Truluck | Mutual Service Corporation unclassified | Financial Strategies Investment Advisor Services, Inc. independent RIA | Other | Jul 28, 2009 | Feb 5, 2002 |
| Martino Mezza | Msi Financial Services, Inc. other | Financial Strategies Investment Advisor Services, Inc. independent RIA | Other | Jan 31, 2005 | Aug 3, 2017 (4567 d) |
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5 moves match.