DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hamilton-Bates Investment Research, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric Charles Bell | Integrity Alliance, LLC independent RIA | Hamilton-Bates Investment Research, Inc. other | Other | Dec 16, 2022 | Jan 14, 2025 (760 d) |
| Roderick Michael Latta | Intrusco Financial Services LLC unclassified | Hamilton-Bates Investment Research, Inc. other | Other | Jun 16, 2020 | Jun 10, 2020 |
| Franklin Joe Garcia | Harvest Investment Services, LLC independent RIA | Hamilton-Bates Investment Research, Inc. other | Other | Jul 26, 2018 | Nov 5, 2025 (2659 d) |
| David Kirk Lightner | Cetera Advisor Networks LLC other | Hamilton-Bates Investment Research, Inc. other | Other | Mar 27, 2018 | Aug 6, 2025 (2689 d) |
| Darren Singh Vera Cruz | Harvest Investment Services, LLC other | Hamilton-Bates Investment Research, Inc. other | Other | Nov 17, 2017 | Nov 5, 2025 (2910 d) |
| Darrell Arthur Fryer | Alternity Investment Advisors state registered | Hamilton-Bates Investment Research, Inc. other | Other | Oct 7, 2013 | Apr 9, 2018 (1645 d) |
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6 moves match.