DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Soundview Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christen Nichole Harrison | Navigate Financial unclassified | Soundview Advisors independent RIA | Other | May 4, 2022 | May 26, 2022 |
| Benjamin Edward Davis | Charles Schwab & Co., Inc. national BD | Soundview Advisors other | Other | Dec 5, 2013 | Mar 3, 2014 (88 d) |
| Ben Leon Jennings | Navigator Financial Planning, Inc. unclassified | Soundview Advisors other | Other | Jan 23, 2010 | Mar 29, 2010 (65 d) |
| Kevin M Rigg | Jordan Wealth Management state registered | Soundview Advisors other | Other | Aug 30, 2005 | Aug 15, 2005 |
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4 moves match.