DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lfa
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher John Hastings | Cetera Advisor Networks LLC other | Lfa other | Other | Dec 31, 2014 | Jan 2, 2015 |
| Kimberly Marie Foster | Securities America Advisors, Inc. other | Lfa other | Other | May 23, 2014 | Jun 6, 2014 |
| Matthew Brian Costello | UBS Financial Services Inc. wirehouse | Lfa other | Other | Jun 19, 2008 | May 21, 2010 (701 d) |
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3 moves match.