RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• B•••• C•••••••
- B••••••••• C•••••• M••••••••• L•• independent RIA currentsince Oct 16, 2020 · Wheaton, Il
- P•••••••• S••••••••• I••• BD affiliatedJan 17, 2014 to May 2, 2014 · Minnetonka, Mn
- L•• independent RIAMay 21, 2010 to Dec 31, 2010 · Deephaven, Mn
- U•• F•••••••• S••••••• I••• wirehouseOct 11, 2000 to Jun 19, 2008 · Wayzata, Mn
- P•••••••• S••••••••• I••• to B••••••••• C•••••• M••••••••• L••left May 2, 2014, registered Oct 16, 2020 (2359 days) · Other
- L•• to P•••••••• S••••••••• I•••left Dec 31, 2010, registered Jan 17, 2014 (1113 days) · Other
- U•• F•••••••• S••••••• I••• to L••left Jun 19, 2008, registered May 21, 2010 (701 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address