DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Peregrine Asset Advisers, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gunnar Marino | Charles Schwab & Co., Inc. national BD | Peregrine Asset Advisers, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 26, 2025 | Oct 2, 2025 |
| Robert C Stuermer | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Peregrine Asset Advisers, Inc. independent RIA | Wirehouse to independent RIA | Dec 11, 2024 | Jan 23, 2025 (43 d) |
| John Bradford Kingery | Northline Wealth Management LLC independent RIA | Peregrine Asset Advisers, Inc. independent RIA | RIA to RIA | Sep 27, 2023 | Jul 10, 2023 |
| Jeffrey Edward Stuermer | Northline Wealth Management LLC independent RIA | Peregrine Asset Advisers, Inc. independent RIA | RIA to RIA | Sep 27, 2023 | Jul 10, 2023 |
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4 moves match.