DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Financial Legacy Associates
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bradley Dean Graham | Osaic Wealth, Inc. BD affiliated | Financial Legacy Associates other | Other | Jan 4, 2024 | Dec 5, 2011 |
| James David Hertzler | Osaic Wealth, Inc. BD affiliated | Financial Legacy Associates other | Other | Jul 29, 2022 | Apr 8, 2019 |
| Robert Clark | Osaic Wealth, Inc. BD affiliated | Financial Legacy Associates other | Other | Dec 2, 2021 | Jun 21, 2018 |
| David Andrew Fingerhut | Pines Financial Group, Inc. unclassified | Financial Legacy Associates other | Other | Apr 30, 2003 | Jan 5, 2004 (250 d) |
| Gregory Michael Shepardson | Veravest Investment Advisors, Inc. unclassified | Financial Legacy Associates other | Other | Jan 3, 2003 | Jan 5, 2004 (367 d) |
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5 moves match.