DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Vista Investment Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dylan Connor Thomas Dunlop | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vista Investment Management, LLC independent RIA | Wirehouse to independent RIA | Aug 2, 2023 | Aug 30, 2023 |
| Lawrence Emerson Eakin | Guyasuta Investment Advisors, Incorporated independent RIA | Vista Investment Management, LLC independent RIA | RIA to RIA | Jun 1, 2018 | Jun 6, 2018 |
| Brian Scott Sommers | Garrison Institutional Asset Management unclassified | Vista Investment Management, LLC other | Other | Dec 31, 2004 | Oct 23, 2006 (661 d) |
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3 moves match.