DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Trademark Financial Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Samuel Joseph Glubka | Carlson Capital Management, LLC independent RIA | Trademark Financial Management, LLC independent RIA | RIA to RIA | Jan 23, 2025 | Nov 4, 2025 (285 d) |
| Karalyn Jayne Carlton | Cetera Advisors LLC other | Trademark Financial Management, LLC other | Other | Feb 26, 2018 | Jun 7, 2012 |
| Stacie Lynn Giddings | Td Ameritrade, Inc. no RAUM | Trademark Financial Management, LLC other | Other | Apr 1, 2014 | Oct 28, 2014 (210 d) |
| Mark Anbuhl Carlton | Cetera Advisors LLC other | Trademark Financial Management, LLC other | Other | Jul 17, 2012 | Jan 24, 2013 (191 d) |
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4 moves match.