DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sweeney Financial Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Travis Jason Broadhurst | Scs Capital Management LLC independent RIA | Sweeney Financial Advisors independent RIA | RIA to RIA | Jul 7, 2026 | Aug 3, 2026 |
| Logan B Pettus | Amherst Financial Group, LLC state registered | Sweeney Financial Advisors independent RIA | Other | Jun 25, 2026 | Sep 11, 2026 (78 d) |
| David Kenneth Snyder | Citizens Securities, Inc. BD affiliated | Sweeney Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 10, 2021 | Jan 3, 2022 |
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3 moves match.