DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Leonard Investment Advisors Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Bryan Pearson | Bancwest Investment Services, Inc. (Bwis) other | Leonard Investment Advisors Inc. state registered | Other | Jun 13, 2017 | Mar 20, 2019 (645 d) |
| Darren Winston King | Morgan Stanley wirehouse | Leonard Investment Advisors Inc. state registered | Wirehouse to a state-registered adviser | Jan 21, 2011 | Feb 8, 2011 |
| John William Pribyl | Prudential Equity Group, LLC unclassified | Leonard Investment Advisors Inc. state registered | Other | Aug 6, 2002 | Aug 6, 2002 |
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3 moves match.