DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at The Foundry Financial Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joshua Roger AllenOsaic Institutions, Inc. BD affiliatedThe Foundry Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 7, 2024Feb 8, 2024
Daniel Joseph RivetCambridge Investment Research Advisors, Inc. BD affiliatedThe Foundry Financial Group, Inc. otherOtherOct 9, 2023Jun 19, 2018
Sarah Margaret AndersonCambridge Investment Research Advisors, Inc. BD affiliatedThe Foundry Financial Group, Inc. otherOtherOct 9, 2023Jul 8, 2020
Rachel Annalyse DadianCambridge Investment Research Advisors, Inc. BD affiliatedThe Foundry Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 9, 2023Aug 28, 2024 (324 d)
Jennifer Currier WilliamsCambridge Investment Research Advisors, Inc. BD affiliatedThe Foundry Financial Group, Inc. otherOtherNov 15, 2022Aug 20, 2020
Neil Kevin FlahertyAdvice And Planning Services BD affiliatedThe Foundry Financial Group, Inc. otherOtherNov 13, 2020Nov 4, 2020
Joel Peter ArsenaultLPL Financial LLC otherThe Foundry Financial Group, Inc. otherOtherApr 2, 2013Mar 8, 2013
Luca Anthony D ItaliaWaddell & Reed otherThe Foundry Financial Group, Inc. otherOtherAug 30, 2011Jul 5, 2012 (310 d)
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8 moves match.