DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sage Investment Counsel
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Michael Denney | &Partners independent RIA | Sage Investment Counsel independent RIA | RIA to RIA | Jun 4, 2020 | Jun 11, 2020 |
| Jonathan Hardy Henderson | Osaic Wealth, Inc. BD affiliated | Sage Investment Counsel independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2019 | Nov 26, 2019 |
| William Dirk Calvin | &Partners other | Sage Investment Counsel independent RIA | Other | Aug 2, 2011 | Jun 3, 2004 |
| Charlotte Gafford Mabry | &Partners other | Sage Investment Counsel independent RIA | Other | Apr 28, 2011 | Jun 3, 2004 |
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4 moves match.