DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Freegulliver, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Maxwell Marc Zwain | Morgan Stanley wirehouse | Freegulliver, LLC other | Other | Dec 19, 2017 | Jan 9, 2018 |
| Eric Michael Deroche | Morgan Stanley wirehouse | Freegulliver, LLC other | Other | Aug 17, 2016 | Nov 21, 2016 (96 d) |
| Frank Friedler | Transamerica Financial Advisors, LLC other | Freegulliver, LLC other | Other | Aug 4, 2010 | Oct 11, 2010 (68 d) |
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3 moves match.