DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Castle Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Amber Noell DakarMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCastle Wealth Management independent RIAWirehouse to independent RIAFeb 5, 2026Feb 24, 2026
Megan Brooke KiziahMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCastle Wealth Management independent RIAWirehouse to independent RIASep 3, 2025Aug 24, 2026 (355 d)
Cindy PollackAmeriprise Financial Services, LLC national BDCastle Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 25, 2023May 12, 2023
Nicholas Demitri DarzentasSky Alpha Asset Advisors independent RIACastle Wealth Management independent RIARIA to RIADec 10, 2021Jan 7, 2022
Lori Ann FernicolaBanyan Global Investment Advisors, LLC independent RIACastle Wealth Management independent RIARIA to RIAJun 16, 2021Apr 12, 2021
Jeffrey Charles RobertoAmeriprise Financial Services, LLC national BDCastle Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAFeb 1, 2019Jan 31, 2022 (1095 d)
Melissa Ann GannonRegal Investment Advisors LLC otherCastle Wealth Management otherOtherOct 4, 2016Dec 1, 2016 (58 d)
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7 moves match.