DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Horizon Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Marcia L Henderson | LPL Financial LLC other | Horizon Wealth Management, LLC state registered | Other | Jan 28, 2017 | Sep 24, 2010 |
| Joseph Gary Smith | Fifth Third Securities, Inc. other | Horizon Wealth Management, LLC state registered | Other | Feb 17, 2012 | Mar 24, 2016 (1497 d) |
| A. Leslie Hornback | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Horizon Wealth Management, LLC state registered | Wirehouse to a state-registered adviser | Jan 28, 2010 | Mar 24, 2016 (2247 d) |
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3 moves match.