DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Opus Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nilsa Michelle Daniel | Osaic Wealth, Inc. BD affiliated | Opus Financial Advisors, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 25, 2024 | Jul 11, 2024 |
| Lisa Hall Fox | Osaic Wealth, Inc. BD affiliated | Opus Financial Advisors, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 25, 2024 | Jul 11, 2024 |
| Martin A Frost | Truist Advisory Services, Inc. other | Opus Financial Advisors, Inc. state registered | Other | Mar 19, 2018 | Mar 28, 2018 |
| Nicole June Robertson | Truist Advisory Services, Inc. other | Opus Financial Advisors, Inc. state registered | Other | Feb 21, 2018 | Feb 22, 2018 |
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4 moves match.