DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Vestgen Investment Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Marc Andrew Luciani | Cantor Fitzgerald Wealth Partners, LLC other | Vestgen Investment Management other | Other | Oct 5, 2017 | Oct 4, 2017 |
| Kevin Edward Looser | Spc other | Vestgen Investment Management independent RIA | Other | Oct 2, 2017 | Jan 17, 2019 (472 d) |
| Alexander S Barned | Cetera Advisor Networks LLC other | Vestgen Investment Management other | Other | Dec 15, 2016 | Apr 6, 2017 (112 d) |
| Edward Edgar Bao | Commonwealth Financial Network national BD | Vestgen Investment Management other | Other | Nov 8, 2016 | Nov 8, 2016 |
| John Lewis Smallwood | Commonwealth Financial Network national BD | Vestgen Investment Management other | Other | Nov 8, 2016 | Nov 9, 2016 |
| John Joseph Hanlon | Sentra Securities Corporation unclassified | Vestgen Investment Management other | Other | Mar 14, 2003 | Mar 21, 2003 |
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6 moves match.