DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rj Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicolas Johann Knapik | Mercer Global Advisors Inc. other | Rj Capital, LLC other | Other | Apr 20, 2016 | Feb 16, 2016 |
| Michael Brian Wachsler | Mercer Global Advisors Inc. other | Rj Capital, LLC other | Other | Jul 28, 2014 | Aug 26, 2014 |
| Nicolas Johann Knapik | The Mutual Fund Store unclassified | Rj Capital, LLC other | Other | Nov 1, 2012 | Aug 16, 2012 |
| Matthew L Lankford | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rj Capital, LLC other | Other | Mar 6, 2012 | Mar 8, 2012 |
| Thomas Lawrence Brown | Pivot Point Advisors, LLC independent RIA | Rj Capital, LLC other | Other | Oct 5, 2011 | Dec 3, 2011 (59 d) |
| Michael Brian Wachsler | Century Management Financial Advisors other | Rj Capital, LLC other | Other | Feb 29, 2008 | Jan 22, 2008 |
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6 moves match.