DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Planning Center, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Earle Baxley | Advice And Planning Services BD affiliated | The Planning Center, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2020 | Nov 20, 2020 |
| Hank Jude Boudreaux | Upperline Financial Planning, LLC unclassified | The Planning Center, Inc. other | Other | Oct 10, 2017 | Sep 8, 2017 |
| Michelle Louise Maton | Aequus Wealth Management Resources, LLC other | The Planning Center, Inc. other | Other | Sep 16, 2015 | Sep 16, 2015 |
| Michael Anthony Branham | Cornerstone Wealth Advisors, Inc. other | The Planning Center, Inc. other | Other | Jul 16, 2015 | Aug 10, 2015 |
| Andrew Charles Sivertsen | The Planning Center Advisors, Inc. unclassified | The Planning Center, Inc. other | Other | Sep 4, 2014 | Nov 22, 2010 |
| Scott Michael Bridgford | Cambridge Investment Research, Inc. unclassified | The Planning Center, Inc. other | Other | Dec 31, 2004 | Mar 31, 2005 (90 d) |
| Eric Hamilton Kies | Ameriprise Financial Services, LLC national BD | The Planning Center, Inc. other | Other | Oct 7, 2004 | Dec 13, 2004 (67 d) |
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7 moves match.