DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Optimist Retirement Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Chase Michael Tushaus | RBC Capital Markets, LLC national BD | Optimist Retirement Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2020 | May 5, 2020 |
| Kirk Michael Tushaus | Lasalle St. Investment Advisors, L.L.C. other | Optimist Retirement Group, LLC other | Other | Sep 12, 2017 | Aug 31, 2017 |
| Ryan Michael Palmer | Pacific West Financial Consultants Inc other | Optimist Retirement Group, LLC other | Other | Aug 26, 2005 | May 19, 2005 |
| Graham Patrick Williams | Pacific West Financial Consultants Inc other | Optimist Retirement Group, LLC other | Other | Jul 1, 2005 | May 19, 2005 |
Page 1 of 1
4 moves match.