DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Northstar Financial Companies, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Glenn Alfred Williams | A. H. Williams & Company, Inc. unclassified | Northstar Financial Companies, Inc. independent RIA | Other | Jul 7, 2026 | Dec 5, 2025 |
| Barry William Randall | Crabtree Asset Management L.L.C. unclassified | Northstar Financial Companies, Inc. independent RIA | Other | Mar 20, 2026 | Mar 17, 2026 |
| Lynne T Nahigyan | Seamark Financial Services, Inc. unclassified | Northstar Financial Companies, Inc. independent RIA | Other | Jul 24, 2024 | Jul 17, 2024 |
| Alexander R Bastron | Longview Wealth Management independent RIA | Northstar Financial Companies, Inc. independent RIA | RIA to RIA | Sep 30, 2020 | Mar 30, 2026 (2007 d) |
| Julia Megan Randall | Cambridge Investment Research Advisors, Inc. other | Northstar Financial Companies, Inc. independent RIA | Other | Sep 17, 2010 | Jun 4, 2008 |
| Steven Brian Girard | Commonwealth Financial Network national BD | Northstar Financial Companies, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 9, 2002 | Jan 28, 2003 (50 d) |
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6 moves match.