DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Highway Financial Networks
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Howard Tekamp | Wells Fargo Advisors wirehouse | Highway Financial Networks other | Other | Jan 17, 2006 | Jan 9, 2006 |
| Myron Hollon Ashby | Rnp Advisory Services, Inc. other | Highway Financial Networks other | Other | Dec 31, 2005 | Dec 23, 2010 (1818 d) |
| Bryan John Erickson | Financial West Group other | Highway Financial Networks other | Other | Jan 8, 2003 | Apr 25, 2003 (107 d) |
Page 1 of 1
3 moves match.