DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sapere Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph M Brooks | Northwestern Mutual Investment Services,LLC no RAUM | Sapere Wealth Management, LLC independent RIA | Other | Oct 31, 2023 | May 1, 2024 (183 d) |
| Stacy T Baldree | Strategic Advisers LLC national BD | Sapere Wealth Management, LLC other | Other | Feb 12, 2009 | Apr 22, 2009 (69 d) |
| Jeffrey Howell Burton | Northwestern Mutual Wealth Management Company unclassified | Sapere Wealth Management, LLC other | Other | Apr 30, 2007 | Mar 10, 2009 (680 d) |
| Carlton Elmer Dixon | Northwestern Mutual Investment Services,LLC other | Sapere Wealth Management, LLC other | Other | Dec 15, 2004 | Jan 28, 2005 (44 d) |
| Matthew William Spear | Ronald Blue & Co., LLC other | Sapere Wealth Management, LLC other | Other | Jun 7, 2002 | Jun 10, 2002 |
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5 moves match.