DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Colman Knight Advisory Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michelle Lynn ContoisCambridge Investment Research Advisors, Inc. BD affiliatedColman Knight Advisory Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 1, 2024May 29, 2025 (301 d)
David Kwasi ManteauPruco Securities, LLC BD affiliatedColman Knight Advisory Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 4, 2022Oct 5, 2022
Christopher Robert MacbeanBallentine Partners otherColman Knight Advisory Group, LLC otherOtherOct 28, 2011Dec 13, 2012 (412 d)
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3 moves match.