DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Nca Financial Planners

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mitchell Alban KotheimerOsaic Wealth, Inc. BD affiliatedNca Financial Planners independent RIAAffiliated broker-dealer or bank to independent RIANov 2, 2022Mar 9, 2021
Ashley Candace CostelloOsaic Wealth, Inc. BD affiliatedNca Financial Planners independent RIAAffiliated broker-dealer or bank to independent RIAJan 18, 2022Aug 22, 2018
Warren Samuel WernickOsaic Wealth, Inc. otherNca Financial Planners otherOtherMar 4, 2010Dec 7, 1999
Michael Martin WasylyshynOsaic Wealth, Inc. otherNca Financial Planners otherOtherNov 5, 2009Dec 7, 1999
Daniel John ObrienEquitable Advisors, LLC national BDNca Financial Planners otherOtherMar 12, 2009Oct 19, 2009 (221 d)
Morris W. BeverageNatcity Investments, Inc. unclassifiedNca Financial Planners otherOtherOct 1, 2007Nov 20, 2007 (50 d)
Kevin Howard MyeroffOsaic Wealth, Inc. otherNca Financial Planners otherOtherMay 3, 2007Dec 7, 1999
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7 moves match.