DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Premier Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Debra Gail BurnhamCetera Investment Advisers LLC BD affiliatedPremier Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 20, 2022Aug 30, 2021
Gregory Walter RickensCetera Investment Advisers LLC BD affiliatedPremier Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 20, 2022Aug 30, 2021
John Louis DiazFirst Allied Advisory Services, Inc. BD affiliatedPremier Wealth Advisors, LLC otherOtherNov 12, 2020Jan 21, 2015
David Aaron VolkmanFirst Allied Advisory Services, Inc. BD affiliatedPremier Wealth Advisors, LLC otherOtherNov 12, 2020Jun 14, 2017
Russell C BailynFirst Allied Advisory Services, Inc. BD affiliatedPremier Wealth Advisors, LLC otherOtherNov 12, 2020Jan 5, 2015
Jeffrey Alan KermanFirst Allied Advisory Services, Inc. BD affiliatedPremier Wealth Advisors, LLC otherOtherNov 12, 2020Sep 29, 2016
Edward Paul MallyImperial Capital Asset Management LLC asset managerPremier Wealth Advisors, LLC independent RIAOtherAug 27, 2020Jan 14, 2022 (505 d)
Mark Matthew MartiakFirst Allied Advisory Services, Inc. BD affiliatedPremier Wealth Advisors, LLC otherOtherAug 12, 2019May 18, 2015
Kenneth Walter RickensFirst Allied Advisory Services, Inc. otherPremier Wealth Advisors, LLC otherOtherJun 7, 2013Jun 27, 2013
Page 1 of 1
9 moves match.