DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at John D. Dovich & Associates, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Robert Bruns | Strategic Advisers LLC national BD | John D. Dovich & Associates, LLC other | Other | Nov 8, 2017 | Nov 13, 2017 |
| Neil Joseph John Hantak | Randolph Co Inc other | John D. Dovich & Associates, LLC other | Other | May 3, 2017 | Aug 25, 2017 (114 d) |
| Michael C Brennan | Wintrust Investments other | John D. Dovich & Associates, LLC other | Other | May 20, 2016 | Jun 27, 2016 (38 d) |
| William Carl Bruns | MML Investors Services, LLC other | John D. Dovich & Associates, LLC other | Other | Jan 29, 2010 | Feb 17, 2010 |
| Matthew Thomas Malafa | Strategic Advisers LLC national BD | John D. Dovich & Associates, LLC other | Other | Aug 11, 2008 | Nov 25, 2008 (106 d) |
| Tony Matthew Oommen | Nfp Advisor Services, LLC other | John D. Dovich & Associates, LLC other | Other | Feb 28, 2007 | Mar 21, 2007 |
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6 moves match.