DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Severn Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Carly James | Commonwealth Financial Network national BD | Severn Financial Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 28, 2026 | Mar 1, 2022 |
| Steven Mark Roth | Cambridge Investment Research Advisors, Inc. other | Severn Financial Advisors, LLC state registered | Other | Mar 17, 2017 | Mar 19, 2014 |
| Patrick Seamus Hutchinson | Cambridge Investment Research Advisors, Inc. other | Severn Financial Advisors, LLC state registered | Other | Mar 17, 2017 | Jan 30, 2015 |
| Spencer Douglas Neal | Cambridge Investment Research Advisors, Inc. other | Severn Financial Advisors, LLC state registered | Other | Oct 7, 2010 | Jan 22, 2009 |
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4 moves match.