DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Gw&K Investment Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Theodore Shumaker | Rwa Wealth Partners independent RIA | Gw&K Investment Management, LLC independent RIA | RIA to RIA | Aug 19, 2025 | Sep 17, 2025 |
| Chase Ryan Carmichael | Mercer Global Advisors Inc. independent RIA | Gw&K Investment Management, LLC independent RIA | RIA to RIA | Sep 21, 2023 | Jan 9, 2024 (110 d) |
| Chad E O'Neil | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Gw&K Investment Management, LLC independent RIA | Wirehouse to independent RIA | Aug 5, 2021 | Aug 1, 2025 (1457 d) |
| Daniel John Fasciano | Laurel Capital Advisors Llp unclassified | Gw&K Investment Management, LLC independent RIA | Other | Apr 18, 2002 | Dec 6, 2023 (7902 d) |
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4 moves match.