DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wms Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas C Moss | Ameriprise Financial Services, LLC national BD | Wms Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2026 | Jul 13, 2026 |
| Timothy Taylor Paschall | Concourse Financial Group Advisors BD affiliated | Wms Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 14, 2022 | Jan 30, 2022 |
| Alexander Schutz | Grove Point Advisors, LLC BD affiliated | Wms Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2021 | Jan 30, 2022 |
| Henry Sterling Meadows | H. Beck, Inc. other | Wms Advisors, LLC other | Other | Feb 8, 2018 | Nov 21, 2016 |
| David Robert Williams | Ifg Advisory Services Inc unclassified | Wms Advisors, LLC other | Other | Dec 9, 2003 | Apr 11, 2006 (854 d) |
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5 moves match.