DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fmb Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Weston Paul Patton | Fmb Retirement Services institutional | Fmb Wealth Management independent RIA | Other | Jul 16, 2019 | Jun 27, 2018 |
| Kathryn Costas | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fmb Wealth Management other | Other | Nov 25, 2015 | Dec 1, 2015 |
| Evan Miller | Financial West Group other | Fmb Wealth Management other | Other | May 26, 2005 | Feb 22, 2005 |
| Grant E Blindbury | Financial West Group other | Fmb Wealth Management other | Other | Dec 3, 2004 | Mar 14, 2006 (466 d) |
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4 moves match.