DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Fmb Wealth Management
Latest filing Apr 28, 2026
First filing on the tape Mar 30, 2012 · 46 filings
SEC status approved since Nov 8, 2002
RAUM
$616M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$613M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$77.0M
derived; firm RAUM over IAPD count
Employees
12
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
46 filings and snapshots on the tape
RAUM$616M as of Apr 28, 2026
Mar 30, 2012$126M then
HNW client RAUM$528M as of Apr 28, 2026
Mar 30, 2018$202M then
State-registered IARs (5.B.3)5 as of Apr 28, 2026
Apr 25, 20131 then
Employees (5.A)12 as of Apr 28, 2026
Apr 25, 20132 then
Private funds: no history
RAUM +21% over the last fiscal year+15% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Apr 28, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $77.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 41derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.2MderivedHNW RAUM over HNW clients
- Average account
- $642,646derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.4%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$528M86%
- Individuals$84.9M14%
- Charitable organizations$2.3M0.4%
- Corporations and businesses$260,4240.0%
- Individual clients
- 199reported
- HNW clients
- 125reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 958reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Grant E BlindburyCertified Financial Planner | Clearwater, Fl | Mar 14, 2006 | 23 y | 1 |
| Jeremy James FieldsCertified Financial Planner | Westlake Village, Ca | Dec 7, 2012 | 17 y | 0 |
| Debra Annette FieldsCertified Financial Planner | Westlake Village, Ca | Mar 20, 2014 | 25 y | 1 |
| Daniel Laurence MockCertified Financial Planner | Clearwater, Fl | Oct 7, 2014 | 12 y | 0 |
| Andrew Jakob Miller | Clearwater, Fl | Nov 22, 2016 | 10 y | 0 |
| Jake L Berman | Westlake Village, Ca | Feb 5, 2018 | 10 y | 0 |
| David Ray Howerton | Westlake Village, Ca | Sep 18, 2024 | 23 y | 0 |
| Brandon Michael Berges | Westlake Village, Ca | Jun 8, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Evan Miller to Fmb Retirement ServicesSep 25, 2023 · Other
- Rachel Sung-Hee Shin to Yeske Buie Inc.Oct 1, 2021 · RIA to RIA
- Kathryn Costas to Fmb Retirement ServicesJun 24, 2020 · Other
- Weston Paul Patton to Mission Wealth Management, LPJul 16, 2019 · RIA to RIA
Joined, latest
- Weston Paul Patton from Fmb Retirement ServicesJun 27, 2018 · Other
- Kathryn Costas from Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 1, 2015 · Other
- Grant E Blindbury from Financial West GroupMar 14, 2006 · Other
- Evan Miller from Financial West GroupFeb 22, 2005 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Annette Debra Fields · President, Cfocontrolsince 05/2001 · owns 50% to 75%
- E Grant Blindbury · Partner, Directorsince 05/2014 · owns 10% to 25%
- James Jeremy Fields · Partner, Directorsince 06/2021 · owns less than 5%
- Ray David Howerton · Chief Compliance Officersince 07/2018 · owns less than 5%
Related persons
Schedule D 7.A
- Fmb Insurance Services Inc.real estaten
- Fmb Retirement Servicesinvestment advisernRAUM $146M
Advisers that list Fmb Wealth Management as a related person
- 164571 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Westlake Village, Ca · principal | 8 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 853 to 958Nov 13, 2025 to Feb 16, 2026
- HNW clients · 121 to 125Nov 13, 2025 to Feb 16, 2026
- Individual clients · 178 to 199Nov 13, 2025 to Feb 16, 2026
- Employees · 11 to 12Nov 13, 2025 to Feb 16, 2026
- Discretionary RAUM · $508M to $616MNov 13, 2025 to Feb 16, 2026
- HNW RAUM · $441M to $528MNov 13, 2025 to Feb 16, 2026
- Individual RAUM · $64.6M to $84.9MNov 13, 2025 to Feb 16, 2026
- RAUM · $508M to $616MNov 13, 2025 to Feb 16, 2026
- Accounts · 794 to 853Mar 5, 2024 to Mar 14, 2025
- Advisory employees · 6 to 5Mar 5, 2024 to Mar 14, 2025
- HNW clients · 120 to 121Mar 5, 2024 to Mar 14, 2025
- Individual clients · 165 to 178Mar 5, 2024 to Mar 14, 2025
- Employees · 12 to 11Mar 5, 2024 to Mar 14, 2025
- Insurance-licensed employees · 6 to 4Mar 5, 2024 to Mar 14, 2025
- Financial planning clients · unset to Mar 5, 2024 to Mar 14, 2025
- State-registered IARs · 6 to 5Mar 5, 2024 to Mar 14, 2025
- Discretionary RAUM · $452M to $508MMar 5, 2024 to Mar 14, 2025
- HNW RAUM · $396M to $441MMar 5, 2024 to Mar 14, 2025
- Individual RAUM · $53.5M to $64.6MMar 5, 2024 to Mar 14, 2025
- RAUM · $452M to $508MMar 5, 2024 to Mar 14, 2025
- Accounts · 743 to 794Nov 15, 2023 to Mar 5, 2024
- HNW clients · 91 to 120Nov 15, 2023 to Mar 5, 2024
- Individual clients · 180 to 165Nov 15, 2023 to Mar 5, 2024
- Employees · 8 to 12Nov 15, 2023 to Mar 5, 2024
- Discretionary RAUM · $405M to $452MNov 15, 2023 to Mar 5, 2024
- HNW RAUM · $315M to $396MNov 15, 2023 to Mar 5, 2024
- Individual RAUM · $88.0M to $53.5MNov 15, 2023 to Mar 5, 2024
- RAUM · $405M to $452MNov 15, 2023 to Mar 5, 2024
- Other offices · 1 to 0Sep 22, 2023 to Sep 25, 2023
- Accounts · 701 to 743Mar 28, 2022 to Mar 24, 2023
- HNW clients · 88 to 91Mar 28, 2022 to Mar 24, 2023
- Individual clients · 174 to 180Mar 28, 2022 to Mar 24, 2023
- Employees · 6 to 8Mar 28, 2022 to Mar 24, 2023
- Other offices · 2 to 1Mar 28, 2022 to Mar 24, 2023
- Discretionary RAUM · $387M to $405MMar 28, 2022 to Mar 24, 2023
- HNW RAUM · $289M to $315MMar 28, 2022 to Mar 24, 2023
- Individual RAUM · $95.8M to $88.0MMar 28, 2022 to Mar 24, 2023
- Non-discretionary RAUM · $198,401 to $0Mar 28, 2022 to Mar 24, 2023
- RAUM · $387M to $405MMar 28, 2022 to Mar 24, 2023
- Accounts · 662 to 701Nov 16, 2021 to Mar 28, 2022
Signals
1 dated events
- Evan Miller left Fmb Wealth Management for Fmb Retirement Services (registered 2012-07-18)Sep 25, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- fmbadvisors@fmbwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 805-446-4494reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/FMB-WEALTH-MANAGEMENTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- FMBWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 805-446-4494reportedpublic record, Form ADV, Apr 28, 2026
- Contact form
- fmbwealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- fmbwealth.com/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $77.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026