DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Chicago Investment Advisory Council, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Xavier Alexander Brown | J. W. Cole Advisors, Inc. BD affiliated | Chicago Investment Advisory Council, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2026 | Aug 26, 2026 |
| Scott Daniel Graziano | J. W. Cole Advisors, Inc. BD affiliated | Chicago Investment Advisory Council, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2026 | Aug 28, 2026 |
| Ronny K Mark | Uhlmann Investment Management, L.L.C. other | Chicago Investment Advisory Council, Inc. independent RIA | Other | Oct 19, 2016 | Oct 17, 2016 |
| Michael John Fulkerson | Waddell & Reed other | Chicago Investment Advisory Council, Inc. independent RIA | Other | Jul 15, 2011 | Jul 20, 2011 |
| John Anthony Michalak | Waddell & Reed other | Chicago Investment Advisory Council, Inc. independent RIA | Other | Feb 4, 2011 | Feb 4, 2011 |
| Bradley Russell Saurbaugh | Waddell & Reed other | Chicago Investment Advisory Council, Inc. independent RIA | Other | Feb 4, 2011 | Feb 4, 2011 |
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6 moves match.