DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Roble, Belko And Company, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jacqueline Ann Cannella | UBS Financial Services Inc. wirehouse | Roble, Belko And Company, Inc. independent RIA | Wirehouse to independent RIA | Mar 12, 2024 | Mar 13, 2024 |
| Nicholas Ian Cavanaugh | Hirtle & Co., LLC other | Roble, Belko And Company, Inc. independent RIA | Other | Jul 23, 2021 | Jun 25, 2021 |
| Anthony John Carrino | Comprehensive Investment Solutions, LLC other | Roble, Belko And Company, Inc. other | Other | Jul 21, 2003 | Mar 29, 2005 (617 d) |
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3 moves match.