DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pca Investment Advisory Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Carrie Amanda Lucas | L.M. Kohn & Company independent RIA | Pca Investment Advisory Services, Inc. other | Other | May 15, 2024 | Apr 19, 2024 |
| Mark Anthony Janszen | Wells Fargo Advisors wirehouse | Pca Investment Advisory Services, Inc. other | Other | Sep 21, 2010 | Nov 7, 2011 (412 d) |
| Jason Robert Lipps | Brecek & Young Advisors, Inc. other | Pca Investment Advisory Services, Inc. other | Other | Dec 15, 2005 | Mar 29, 2010 (1565 d) |
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3 moves match.