DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Social Equity Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ute Scott-Smith | Western International Securities BD affiliated | The Social Equity Group, Inc. other | Other | Jun 5, 2025 | Jul 18, 2023 |
| John Paul Christian Dunnbier | Western International Securities BD affiliated | The Social Equity Group, Inc. other | Other | Jun 5, 2025 | Nov 21, 2022 |
| David Lawrence Meucci | Western International Securities BD affiliated | The Social Equity Group, Inc. other | Other | Apr 25, 2025 | Mar 3, 2023 |
| Ron Freund | Financial West Group other | The Social Equity Group, Inc. other | Other | Aug 21, 2017 | Jun 15, 2000 |
| Ute Scott-Smith | Financial West Group other | The Social Equity Group, Inc. other | Other | Aug 21, 2017 | Jun 23, 2004 |
| Ian Bernard Mcleod | Financial West Group other | The Social Equity Group, Inc. other | Other | Dec 31, 2011 | Jan 13, 2005 |
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6 moves match.