DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pathway Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Jonathan Schell | Sensible Financial Management unclassified | Pathway Financial Advisors, LLC independent RIA | Other | May 16, 2022 | Feb 18, 2022 |
| Jonathan Jenness Smith | Empower Advisory Group, LLC other | Pathway Financial Advisors, LLC other | Other | Mar 6, 2018 | Feb 20, 2018 |
| Anthony Benton Hemmelgarn | Camino Wealth Advisors, LLC unclassified | Pathway Financial Advisors, LLC other | Other | Apr 10, 2015 | Mar 27, 2015 |
| Timothy Winfield Harvey | Tower Square Securities, Inc. other | Pathway Financial Advisors, LLC other | Other | Jun 5, 2013 | Jul 9, 2013 (34 d) |
| Rebecca K Walsh | Walsh Financial Planning, LLC unclassified | Pathway Financial Advisors, LLC other | Other | Jul 30, 2009 | Sep 2, 2009 (34 d) |
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5 moves match.