DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Income & Asset Advisory, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Scott Naidorf | Pruco Securities, LLC BD affiliated | Income & Asset Advisory, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2024 | Jul 29, 2024 (179 d) |
| Catherine Marie Newman | Fogel Neale Wealth Management, LLC unclassified | Income & Asset Advisory, Inc. other | Other | Aug 12, 2015 | Nov 23, 2015 (103 d) |
| Jason David Waxler | Fogel Neale Wealth Management, LLC unclassified | Income & Asset Advisory, Inc. other | Other | Apr 23, 2012 | Mar 27, 2012 |
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3 moves match.