DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Klingman And Associates, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dorothy Decarlo | UBS Financial Services Inc. wirehouse | Klingman And Associates, LLC independent RIA | Wirehouse to independent RIA | Jun 7, 2024 | Mar 10, 2025 (276 d) |
| Michelle Lynn Mckinnon | Payne Capital Management, LLC independent RIA | Klingman And Associates, LLC independent RIA | RIA to RIA | Oct 31, 2019 | Jun 1, 2021 (579 d) |
| Sami Sharif | Wealthspire Advisors other | Klingman And Associates, LLC independent RIA | Other | Feb 15, 2018 | Jun 1, 2021 (1202 d) |
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3 moves match.