DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Inspired Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Claire Thornton | The Strategic Financial Alliance BD affiliated | Inspired Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2020 | Apr 17, 2020 |
| Maria Del Mar Castillo Dominguez | Td Ameritrade Investment Management, LLC independent RIA | Inspired Financial independent RIA | RIA to RIA | Oct 3, 2018 | Apr 17, 2020 (562 d) |
| Mark Louis Prendergast | Beechwood Advisory Group, LLC unclassified | Inspired Financial other | Other | Dec 11, 2007 | Aug 23, 2007 |
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3 moves match.