DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Alpha Financial Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mary Petrone Jordan | Edward Jones national BD | Alpha Financial Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2023 | Jun 7, 2023 |
| Wayne Riley Jordan | Edward Jones national BD | Alpha Financial Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2016 | Aug 31, 2016 (196 d) |
| Michael Christopher Dayoub | Union Hill Financial Planning unclassified | Alpha Financial Management, Inc. independent RIA | Other | Dec 31, 2014 | May 21, 2014 |
| Kimberly Caris Good | Tisch Investment Advisory Inc unclassified | Alpha Financial Management, Inc. independent RIA | Other | Jun 13, 2006 | Dec 15, 2008 (916 d) |
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4 moves match.