DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ajf Capital Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Klein | Morgan Stanley wirehouse | Ajf Capital Management, Inc. independent RIA | Wirehouse to independent RIA | Jul 13, 2021 | Aug 10, 2021 |
| John Ralph Romano | American Portfolios Advisors, Inc independent RIA | Ajf Capital Management, Inc. independent RIA | RIA to RIA | Oct 3, 2018 | Oct 4, 2018 |
| Ryan Arnez Monroe | Northwestern Mutual Investment Services,LLC other | Ajf Capital Management, Inc. other | Other | Jul 22, 2015 | May 2, 2016 (285 d) |
| Andrew Jon Friedman | Saxony Capital Management, LLC other | Ajf Capital Management, Inc. independent RIA | Other | Dec 16, 2004 | Jul 11, 2021 (6051 d) |
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4 moves match.